Stock Broker Resume Template

A stock broker is a licensed salesperson who works in a stock brokerage house and acts as the go-between link between an investor and the stock exchange trading floor.  They are also called as investment dealers who are among the few authorized to trade in the stock exchanges.  They trade stocks in a buy or sell mode for their investor client.  You can be a full stock broker who can analyze portfolios and suggest investment opportunities to clients or be a discount broker who is allowed only to buy or sell stocks.

Stock Broker Resume Template

Paul P. Sy

Chinatown, New York City

Phone: 212-549-8897


To be part of a team of stock brokers in a prestigious brokerage company

Summary of Qualification

  • A decade of experience as a stock broker for two of the largest brokerage houses in the country.
  • Excellent command of the verbal and written English language.

Career Experience/Job History

2007 – Present, Stock Broker, Morgan Stanley

  • Buy and sell stocks and bonds for individual investors, pension fund managers and companies.
  • Maintain healthy list of investor clients
  • Review financial sources, stock and bond reports, corporate annual reports, economic trend reports and other materials to make investment or sell decisions for clients.
  • Analyze portfolios of investor clients to determine to dispose certain stocks and get more promising ones.

2002 – 2007:  Discount Broker, Lehman Brothers

  • Place sell or buy orders on the floor.
  • Maintain strict confidentiality regarding client information


2003 – 2005: MBA, New York State University

2002:  Passed the Uniform Securities Agents State Law Examination for New York.

2002:  Passed the General Securities Registered Representative Examination.

1996 – 2000: BS in Business Management, New York State University

Professional reference will be furnished upon request

Category: Finance Resume Templates

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