Mutual Fund Broker Resume Template

A mutual fund broker is a licensed salesman who is often also a stock broker with a pool of stocks and bonds along with a portfolio of money market funds, stock funds and income funds. They often act as financial advisor to individual investors and corporations.  They work in financial brokerage houses and perform the required financial transactions. Mutual fund brokers serve to link the investor with the stock exchange and earn by charging commissions for their service for either a buy or sell transaction.

Mutual Fund Broker Resume Template

Daniel S. Manchester

Brooklyn Heights, New York City

Phone: 212-554-1122


A position as a Sr. Mutual Fund Broker in a large brokerage company

Summary of Qualification

  • 10 years of experience in stock markets as a mutual fund broker for two of the largest brokerage houses in the country.
  • Excellent command of the verbal and written English language.

Career Experience/Job History

2007 – Present, Mutual Fund Broker, Merrill Lynch

  • Buy and sell stocks and mutual funds for individual investors, pension fund managers or companies such as banks, trust companies and insurance firms
  • Analyze investment portfolios of clients, suggesting to buy or sell certain mutual funds and providing a whole range of other services.
  • Review financial sources, stock and bond reports, annual reports, government economic trending and other materials to make decision on potential investments for clients

2002 – 2007:  Mutual Fund Broker, Lehman Brothers

  • Discuss investment objectives with clients and make recommendations accordingly (e.g. low risk securities only, or a balance of high and moderate risk securities with long term growth potential)


2002 – 2004: MBA, Washington State University

2001:  Passed the Uniform Securities Agents State Law Examination for Washington and New York.

2001:  Passed the General Securities Registered Representative Examination.

1996 – 200: BS in Business Management, Washington State University

Professional reference will be furnished upon request.

Category: Finance Resume Templates

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